Charles Theodore Everett 4
4 · INVESTORS CAPITAL HOLDINGS LTD · Filed Aug 4, 2011
Insider Transaction Report
Form 4
Charles Theodore Everett
DirectorFormer Chairman, CEO & Pres10% Owner
Transactions
- Sale
Common Stock, $.01 par value
2011-08-02$4.25/sh−2,947,820$12,528,235→ 18,257 total - Sale
Common Stock, $.01 par value
2011-08-02$4.25/sh−52,000$221,000→ 0 total(indirect: By Spouse)
Footnotes (3)
- [F1]Disposition pursuant to the underwriting agreement, dated as of July 28, 2011, entered into by and among the issuer, Mr. Charles, his spouse, the other selling stockholders listed therein, and underwriters, as reported in the Current Report on Form 8-K filed by the issuer on July 28, 2011.
- [F2]Price does not reflect underwriter discounts or commissions.
- [F3]Reflects 18,257 shares held by the Investors Capital Holdings, Ltd. 401(k) Plan for the benefit of Mr. Charles.