$ARQ·4

Advanced Emissions Solutions, Inc. · Nov 22, 6:39 PM ET

Advanced Emissions Solutions, Inc. 4

4 · Advanced Emissions Solutions, Inc. · Filed Nov 22, 2013

Insider Transaction Report

Form 4
Period: 2013-11-20
Transactions
  • Disposition to Issuer

    Common Stock

    2013-11-20$46.26/sh1,000$46,26074,067 total
  • Tax Payment

    Stock Options

    2013-11-20+2,00018,543 total
    Exercise: $8.60From: 2005-03-23Exp: 2015-12-31Common Stock (2,000 underlying)
  • Disposition to Issuer

    Common Stock

    2013-11-20$46.67/sh1,000$46,67073,067 total
  • Award

    Common Stock

    2013-11-20$8.60/sh+2,000$17,20075,067 total
Footnotes (5)
  • [F1]Represents the amount of stock options exercised.
  • [F2]Represents the exercise price.
  • [F3]Of the amount shown, 18,904 shares are held in the qualified pension plan account of the reporting person and 12,000 shares were issued pursuant to a program under the Company's Equity Incentive Plan, are not fully vested and are subject to certain repurchase rights.
  • [F4]Shares sold pursuant to an existing 10b5-1(c) plan.
  • [F5]Represents the amount of stock options exercised.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT