4//SEC Filing
Advanced Emissions Solutions, Inc. 4
Accession 0001515156-14-000002
$ARQCIK 0001515156operating
Filed
Jan 6, 7:00 PM ET
Accepted
Jan 7, 4:22 PM ET
Size
8.0 KB
Accession
0001515156-14-000002
Insider Transaction Report
Form 4
Transactions
- Tax Payment
Common Stock
2014-01-03$53.00/sh−432$22,896→ 72,635 total - Award
Performance Share Units
2014-01-03+4,226→ 11,178 total→ Common Stock (4,226 underlying)
Footnotes (6)
- [F1]Payment of the tax liability by delivery of stock incident to the vesting on January 2, 2014 of 727 shares of Restricted Stock.
- [F2]Fair market value of the shares upon vesting is based on closing price of common stock on January 2, 2014.
- [F3]Of the amount shown, 18,904 shares are held in the qualified pension plan account of the reporting person and 10,841 shares were issued pursuant to the programs under the 2007 Plan, are not fully vested and are subject to certain repurchase rights.
- [F4]Each Performance Share Unit represents a contingent right to receive one share of the Company's common stock.
- [F5]Represents the maximum number of Performance Share Units that will vest, if at all, which is 200% of the target payout of 2,113 shares.
- [F6]Vesting of the Performance Share Units, if at all, will occur on January 2, 2017, subject to continuous service and the achievement of certain pre-established goals to be measured as of December 31, 2016, unless such units vest sooner at the target amount pursuant to Section 11 of the 2007 Plan.
Documents
Issuer
Advanced Emissions Solutions, Inc.
CIK 0001515156
Entity typeoperating
Related Parties
1- filerCIK 0001515156
Filing Metadata
- Form type
- 4
- Filed
- Jan 6, 7:00 PM ET
- Accepted
- Jan 7, 4:22 PM ET
- Size
- 8.0 KB