4//SEC Filing
Advanced Emissions Solutions, Inc. 4
Accession 0001515156-14-000005
$ARQCIK 0001515156operating
Filed
Jan 6, 7:00 PM ET
Accepted
Jan 7, 5:20 PM ET
Size
11.8 KB
Accession
0001515156-14-000005
Insider Transaction Report
Form 4
MATTISON GRAHAM O
VP Investor Relations
Transactions
- Award
Common Stock
2014-01-03$53.00/sh+1,117$59,201→ 5,435 total - Award
Common Stock
2014-01-03$53.00/sh+600$31,800→ 5,833 total - Award
Performance Share Units
2014-01-03+2,234→ 5,350 total→ Common Stock (2,234 underlying) - Tax Payment
Common Stock
2014-01-03$53.00/sh−202$10,706→ 5,233 total
Footnotes (10)
- [F1]Represents Restricted Stock issued pursuant to the Advanced Emissions Solutions, Inc. Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"). The Restricted Stock will vest in equal installments on January 2, 2015, January 2, 2016 and January 2, 2017 subject to continuous services with Advanced Emissions Solutions, Inc. or its related entities unless such shares vest sooner pursuant to Section 11 of the 2007 Plan.
- [F10]Vesting of the Performance Share Units, if at all, will occur on January 2, 2017, subject to continuous service and the achievement of certain pre-established goals to be measured as of December 31, 2016, unless such units vest sooner at the target amount pursuant to Section 11 of the 2007 Plan.
- [F2]Closing stock price at date of grant.
- [F3]Payment of the tax liability by delivery of stock incident to the vesting on January 2, 2014 of 317 shares of Restricted Stock.
- [F4]Fair market value of the shares upon vesting is based on closing price of common stock on January 2, 2014.
- [F5]Shares issued as compensation.
- [F6]Closing price on date the shares were authorized.
- [F7]Of the amount shown, 2,156 shares were issued pursuant to the programs under the 2007 Plan, are not fully vested and are subject to certain repurchase rights.
- [F8]Each Performance Share Unit represents a contingent right to receive one share of the Company's common stock.
- [F9]Represents the maximum number of Performance Share Units that will vest, if at all, which is 200% of the target payout of 1,117 shares.
Documents
Issuer
Advanced Emissions Solutions, Inc.
CIK 0001515156
Entity typeoperating
Related Parties
1- filerCIK 0001515156
Filing Metadata
- Form type
- 4
- Filed
- Jan 6, 7:00 PM ET
- Accepted
- Jan 7, 5:20 PM ET
- Size
- 11.8 KB