Advanced Emissions Solutions, Inc. 5
5 · Advanced Emissions Solutions, Inc. · Filed Jan 27, 2014
Insider Transaction Report
Form 5
MCKINNIES MARK H
DirectorSVP and CFO
Transactions
- Gift
Common Stock
2013-06-11$38.87/sh−500$19,435→ 77,524 total
Holdings
- 16,204
Performance Share Units
→ Common Stock (16,204 underlying) - 500(indirect: By Trust)
Common Stock
- 34,210
Stock Options
Exercise: $8.60From: 2009-01-07Exp: 2015-12-31→ Common Stock (34,210 underlying)
Footnotes (3)
- [F1]Of the amount shown, 27,950 shares are held in the qualified pension plan account of the reporting person and 12,000 shares were issued pursuant to the programs under the 2007 Plan, are not fully vested and are subject to certain repurchase rights.
- [F2]Each Performance Share Unit represents a contingent right to receive one share of the Company's common stock.
- [F3]Vesting of the Performance Share Units, if at all, will occur on January 2, 2016, subject to continuous service and the achievement of certain pre-established goals to be measured as of December 31, 2015, unless such units vest sooner at the target amount pursuant to Section 11 of the 2007 Plan.