Home/Filings/5/0001515156-14-000021
5//SEC Filing

Advanced Emissions Solutions, Inc. 5

Accession 0001515156-14-000021

$ARQCIK 0001515156operating

Filed

Jan 26, 7:00 PM ET

Accepted

Jan 27, 6:56 PM ET

Size

8.9 KB

Accession

0001515156-14-000021

Insider Transaction Report

Form 5
Period: 2013-12-31
MCKINNIES MARK H
DirectorSVP and CFO
Transactions
  • Gift

    Common Stock

    2013-06-11$38.87/sh500$19,43577,524 total
Holdings
  • Performance Share Units

    Common Stock (16,204 underlying)
    16,204
  • Common Stock

    (indirect: By Trust)
    500
  • Stock Options

    Exercise: $8.60From: 2009-01-07Exp: 2015-12-31Common Stock (34,210 underlying)
    34,210
Footnotes (3)
  • [F1]Of the amount shown, 27,950 shares are held in the qualified pension plan account of the reporting person and 12,000 shares were issued pursuant to the programs under the 2007 Plan, are not fully vested and are subject to certain repurchase rights.
  • [F2]Each Performance Share Unit represents a contingent right to receive one share of the Company's common stock.
  • [F3]Vesting of the Performance Share Units, if at all, will occur on January 2, 2016, subject to continuous service and the achievement of certain pre-established goals to be measured as of December 31, 2015, unless such units vest sooner at the target amount pursuant to Section 11 of the 2007 Plan.

Issuer

Advanced Emissions Solutions, Inc.

CIK 0001515156

Entity typeoperating

Related Parties

1
  • filerCIK 0001515156

Filing Metadata

Form type
5
Filed
Jan 26, 7:00 PM ET
Accepted
Jan 27, 6:56 PM ET
Size
8.9 KB