4//SEC Filing
Advanced Emissions Solutions, Inc. 4
Accession 0001515156-14-000042
$ARQCIK 0001515156operating
Filed
Aug 25, 8:00 PM ET
Accepted
Aug 26, 6:10 PM ET
Size
9.8 KB
Accession
0001515156-14-000042
Insider Transaction Report
Form 4
Transactions
- Exercise/Conversion
Common Stock
2014-08-22$4.30/sh+37,086$159,470→ 182,356 total - Tax Payment
Common Stock
2014-08-22$21.00/sh−14,967$314,307→ 167,389 total - Exercise/Conversion
Stock Option
2014-08-22+37,086→ 0 totalExercise: $4.30From: 2009-01-08Exp: 2014-08-23→ Common Stock (37,086 underlying)
Footnotes (7)
- [F1]Represents the total number of underlying shares issued pursuant to the exercise of the stock option (the "Stock Option") granted to the reporting person on August 23, 2004 pursuant to the Company's 2004 Executive Stock Option Plan.
- [F2]Represents the exercise price of the Stock Option.
- [F3]Of the amount shown, 37,808 shares are held in the qualified pension plan account of the reporting person, and 21,682 shares were issued pursuant to a program under the Company's Amended and Restated 2007 Equity Incentive Plan, as amended, are not fully vested and are subject to certain repurchase rights.
- [F4]Represents 7,594 shares withheld to cover the exercise price of the Stock Option and 7,373 shares withheld to satisfy minimum statutory tax withholding obligations upon exercise of the Stock Option.
- [F5]Fair market value of the shares, as of the market closing price on August 21, 2014, which is the day prior to the exercise of the Stock Option.
- [F6]Represents the date upon which vesting of the Stock Option was accelerated, as approved by the Company's Board of Directors.
- [F7]Represents the amount of underlying shares subject to the full exercise of the Stock Option.
Documents
Issuer
Advanced Emissions Solutions, Inc.
CIK 0001515156
Entity typeoperating
Related Parties
1- filerCIK 0001515156
Filing Metadata
- Form type
- 4
- Filed
- Aug 25, 8:00 PM ET
- Accepted
- Aug 26, 6:10 PM ET
- Size
- 9.8 KB