Sjostrom Sharon 4
4 · Advanced Emissions Solutions, Inc. · Filed Jan 4, 2018
Insider Transaction Report
Form 4
Transactions
- Tax Payment
Common Stock
2018-01-02$9.50/sh−599$5,691→ 53,241 total
Footnotes (2)
- [F1]Represents the shares withheld to satisfy the statutory tax withholding obligations upon the vesting of shares issued under the issuer's Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan").
- [F2]Since the Form 4 filed by the reporting person on May 12, 2017, the Advanced Emissions Solutions, Inc. 401(k) Plan (the "Plan") executed a non-volitional liquidation of all of the Issuer's securities held in the Plan, including 16,527 shares held in the reporting owner's account. Prior to this complete liquidation, the Plan also executed a non-volitional liquidation of 5 shares from the reporting owner's account for Plan compliance purposes.