4//SEC Filing
Blank Jeremy 4
Accession 0001515156-23-000013
CIK 0001515156other
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 6:50 PM ET
Size
8.2 KB
Accession
0001515156-23-000013
Insider Transaction Report
Form 4
Blank Jeremy
Director
Transactions
- Other
Warrants (right to buy)
2023-02-01+1→ 1 total(indirect: See footnote.)Exercise: $0.01From: 2023-02-01Exp: 2030-02-01→ Common Stock (325,457 underlying) - Purchase
Common Stock
2023-02-01$4.00/sh+631,866$2,527,464→ 631,866 total(indirect: See footnote.)
Footnotes (2)
- [F1]The shares reported on this row are held by YGF 100 LP. Jeremy Blank, a Director of the Issuer, is the general partner of YGF 100 LP. Mr. Blank is an investor in YGF 100 LP and therefore is an indirect beneficial owner of a portion of these shares. Mr. Blank disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F2]The warrant reported on this row (the "Warrant") was issued by the Issuer to CF Global Credit, LP in connection with that certain Term Loan and Security Agreement, dated as of February 1, 2023 (the "Loan Agreement") and as consideration for the term loan pursuant to the Loan Agreement. The Warrant has an exercise price of $0.01 per share, subject to adjustment as set forth in the Warrant, is exercisable immediately and will expire on February 1, 2030. The terms of the Warrant do not allow for cash exercise and the Warrant may only be exercised pursuant to the terms thereof. Mr. Blank controls the general partner of CF Global Credit, LP. Mr. Blank is an investor in CF Global Credit, LP and therefore is an indirect beneficial owner of a portion of the shares underlying the Warrant. Mr. Blank disclaims beneficial ownership of the shares underlying the Warrant except to the extent of his pecuniary interest therein.
Documents
Issuer
Advanced Emissions Solutions, Inc.
CIK 0001515156
Entity typeother
Related Parties
1- filerCIK 0001962987
Filing Metadata
- Form type
- 4
- Filed
- Feb 2, 7:00 PM ET
- Accepted
- Feb 3, 6:50 PM ET
- Size
- 8.2 KB