Bergman Laurie 4

What Happened
Laurie Bergman, a director of Arq, Inc. (ARQ), was granted 24,641 restricted shares on July 1, 2026. The grant is reported as an award/acquisition (code A) with an acquisition price of $0.00 (total reported value $0). The award was made in exchange for Ms. Bergman’s service as a non-employee director and is not a market purchase or sale.

Key Details

• Transaction date: 2026-07-01; Form 4 filed: 2026-07-06.
• Transaction type: Restricted stock award (Code A). Price reported: $0.00 for 24,641 shares (total $0).
• Vesting: Awards vest on July 1, 2027 (per footnote F1).
• Shares owned after transaction: Not disclosed in the provided filing summary.
• Filing timeliness: Form 4 was filed five days after the grant date, which is later than the typical two-business-day deadline for insiders to report Form 4 transactions.

Context
Restricted stock awards to non-employee directors are a common form of compensation and typically vest over time; they do not represent an immediate sale or purchase in the open market. Because these shares are subject to vesting, the grant alone should not be read as a direct market signal.