4//SEC Filing
DALA PETROLEUM CORP. 4
Accession 0001515971-16-000527
$KTELCIK 0000845819operating
Filed
May 30, 8:00 PM ET
Accepted
May 31, 7:18 PM ET
Size
11.8 KB
Accession
0001515971-16-000527
Insider Transaction Report
Form 4
Cottman Clarence III
Director10% Owner
Transactions
- Other
Common Stock
2016-05-26−1,650,000→ 0 total(indirect: By Trust) - Sale
Series A 6% Convertible Preferred Stock
2016-05-10$1.00/sh−100$100→ 0 total(indirect: By Trust)Exercise: $0.70From: 2014-06-03→ Common Stock (142,858 underlying) - Other
Common Stock Purchase Warrant
2016-05-10−142,858→ 0 total(indirect: By Trust)Exercise: $1.35From: 2014-06-03Exp: 2017-06-03→ Common Stock (142,858 underlying) - Other
Stock Options
2016-05-10−100,000→ 0 totalExercise: $0.70From: 2015-06-02Exp: 2020-06-02→ Stock Options (100,000 underlying)
Footnotes (3)
- [F1]Returned to Company for cancellation pursuant to a settlement arrangement.
- [F2]Mr. Cottman is the trustee of the Cottman Family Trust dated 1/17/2000.
- [F3]These preferred shares are perpetual.
Documents
Issuer
DALA PETROLEUM CORP.
CIK 0000845819
Entity typeoperating
Related Parties
1- filerCIK 0000845819
Filing Metadata
- Form type
- 4
- Filed
- May 30, 8:00 PM ET
- Accepted
- May 31, 7:18 PM ET
- Size
- 11.8 KB