4//SEC Filing
DALA PETROLEUM CORP. 4
Accession 0001515971-16-000529
$KTELCIK 0000845819operating
Filed
May 30, 8:00 PM ET
Accepted
May 31, 7:19 PM ET
Size
9.5 KB
Accession
0001515971-16-000529
Insider Transaction Report
Form 4
Gumma William
DirectorCEO10% Owner
Transactions
- Other
Common Stock Purchase Warrant
2016-05-10+142,858→ 0 total(indirect: By Trust)Exercise: $1.35From: 2014-06-03Exp: 2017-06-03→ Common Stock (142,858 underlying) - Other
Common Stock
2016-05-26−1,830,000→ 0 total(indirect: By Trust) - Sale
Series A 6% Convertible Preferred Stock
2016-05-10$1.00/sh−100$100→ 0 total(indirect: By Trust)Exercise: $0.70From: 2014-06-03→ Common Stock (142,858 underlying)
Footnotes (3)
- [F1]Shares returned to Company for cancellation pursuant to a settlement arrangement.
- [F2]Mr. Gumma is the trustee of the Orinoco Revocable Trust.
- [F3]These preferred shares are perpetual.
Documents
Issuer
DALA PETROLEUM CORP.
CIK 0000845819
Entity typeoperating
Related Parties
1- filerCIK 0000845819
Filing Metadata
- Form type
- 4
- Filed
- May 30, 8:00 PM ET
- Accepted
- May 31, 7:19 PM ET
- Size
- 9.5 KB