4//SEC Filing
Kleine Joseph B. 4
Accession 0001516513-21-000034
CIK 0001516513other
Filed
Nov 15, 7:00 PM ET
Accepted
Nov 16, 5:30 PM ET
Size
12.7 KB
Accession
0001516513-21-000034
Insider Transaction Report
Form 4
Doximity, Inc.DOCS
Kleine Joseph B.
Chief Commercial Officer
Transactions
- Conversion
Class A Common Stock
2021-11-09+70,000→ 70,000 total - Exercise/Conversion
Stock Option (Right to Buy)
2021-11-09−70,000→ 70,000 totalExercise: $0.57Exp: 2026-02-23→ Class B Common Stock (70,000 underlying) - Exercise/Conversion
Class B Common Stock
2021-11-09+70,000→ 70,000 total→ Class A Common Stock (70,000 underlying) - Conversion
Class B Common Stock
2021-11-09−70,000→ 0 total→ Class A Common Stock (70,000 underlying)
Footnotes (4)
- [F1]Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), converted into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at the option of the holder.
- [F2]The stock option vested as to 1/4th of the shares subject to the stock option on February 22, 2017 and the remaining shares vested in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. The stock option was granted on February 24, 2016 and became fully vested on February 22, 2020.
- [F3]In the event there is a change of control and the Issuer terminates the Reporting Person's employment other than for cause or the Reporting Person terminates his employment with the Issuer as a result of a constructive termination, in either case within 12 months following the consummation of a change of control, 100% of the then-unvested shares subject to the stock option shall vest and become exercisable as of such termination date.
- [F4]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the Issuer's initial public offering; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class.
Documents
Issuer
Doximity, Inc.
CIK 0001516513
Entity typeother
Related Parties
1- filerCIK 0001511114
Filing Metadata
- Form type
- 4
- Filed
- Nov 15, 7:00 PM ET
- Accepted
- Nov 16, 5:30 PM ET
- Size
- 12.7 KB