4//SEC Filing
Kleine Joseph B. 4
Accession 0001516513-22-000002
CIK 0001516513other
Filed
Jan 13, 7:00 PM ET
Accepted
Jan 14, 4:46 PM ET
Size
35.2 KB
Accession
0001516513-22-000002
Insider Transaction Report
Form 4
Doximity, Inc.DOCS
Kleine Joseph B.
Chief Commercial Officer
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2022-01-12−6,400→ 0 totalExercise: $0.57Exp: 2026-03-20→ Class B Common Stock (6,400 underlying) - Conversion
Class A Common Stock
2022-01-12+371,760→ 441,760 total - Exercise/Conversion
Stock Option (Right to Buy)
2022-01-12−183,783→ 12,895 totalExercise: $0.97Exp: 2028-03-18→ Class B Common Stock (183,783 underlying) - Exercise/Conversion
Class B Common Stock
2022-01-12+183,783→ 260,183 total→ Class A Common Stock (183,783 underlying) - Exercise/Conversion
Class B Common Stock
2022-01-12+68,577→ 336,760 total→ Class A Common Stock (68,577 underlying) - Conversion
Class B Common Stock
2022-01-12−371,760→ 0 total→ Class A Common Stock (371,760 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2022-01-12−35,000→ 0 totalExercise: $0.72Exp: 2026-11-08→ Class B Common Stock (35,000 underlying) - Exercise/Conversion
Class B Common Stock
2022-01-12+35,000→ 371,760 total→ Class A Common Stock (35,000 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2022-01-12−70,000→ 0 totalExercise: $0.57Exp: 2026-02-23→ Class B Common Stock (70,000 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2022-01-12−68,577→ 11,423 totalExercise: $0.72Exp: 2027-02-27→ Class B Common Stock (68,577 underlying) - Exercise/Conversion
Class B Common Stock
2022-01-12+8,000→ 268,183 total→ Class A Common Stock (8,000 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2022-01-12−8,000→ 0 totalExercise: $0.72Exp: 2027-03-27→ Class B Common Stock (8,000 underlying) - Exercise/Conversion
Class B Common Stock
2022-01-12+70,000→ 70,000 total→ Class A Common Stock (70,000 underlying) - Exercise/Conversion
Class B Common Stock
2022-01-12+6,400→ 76,400 total→ Class A Common Stock (6,400 underlying)
Footnotes (9)
- [F1]Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), converted into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at the option of the holder.
- [F2]The stock option vested as to 1/4th of the shares subject to the stock option on February 22, 2017 and the remaining shares vested in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. The stock option was granted on February 24, 2016 and became fully vested on February 22, 2020.
- [F3]In the event there is a change of control and the Issuer terminates the Reporting Person's employment other than for cause or the Reporting Person terminates his employment with the Issuer as a result of a constructive termination, in either case within 12 months following the consummation of a change of control, 100% of the then-unvested shares subject to the stock option shall vest and become exercisable as of such termination date.
- [F4]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the Issuer's initial public offering; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class.
- [F5]The stock option vested subject to a time-based and performance-based vesting schedule. The stock option vested in part upon the achievement of certain performance goals in 2016 and 2017. Upon determination by the Issuer's Board of Directors that such performance goals were met, the stock option vested in 12 equal monthly installments after March 28, 2017, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. The stock option was granted on March 21, 2016 and became fully vested on March 28, 2018.
- [F6]The stock option vests in 48 equal monthly installments after March 19, 2018, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. The stock option was granted on March 19, 2018.
- [F7]The stock option vested in 12 equal monthly installments following the achievement of certain performance goals in calendar year 2017, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. The stock option was granted on March 28, 2017 and became fully vested on March 19, 2019.
- [F8]The stock option vested in 48 equal monthly installments after February 28, 2017, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. The stock option was granted on February 28, 2017 and became fully vested on February 28, 2021.
- [F9]The stock option vested in 48 equal monthly installments after November 9, 2016, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. The stock option was granted on November 9, 2016 and became fully vested on November 9, 2020.
Documents
Issuer
Doximity, Inc.
CIK 0001516513
Entity typeother
Related Parties
1- filerCIK 0001511114
Filing Metadata
- Form type
- 4
- Filed
- Jan 13, 7:00 PM ET
- Accepted
- Jan 14, 4:46 PM ET
- Size
- 35.2 KB