4//SEC Filing
PACIFIC MERCANTILE BANCORP 4
Accession 0001516736-11-000015
CIK 0001109546operating
Filed
Sep 7, 8:00 PM ET
Accepted
Sep 8, 8:19 PM ET
Size
9.4 KB
Accession
0001516736-11-000015
Insider Transaction Report
Form 4
ARGYROS GEORGE L
Director
Transactions
- Conversion
Common
2011-07-01$7.65/sh+653,500$4,999,275→ 763,500 total(indirect: (*1)) - Purchase
Common
2011-07-01$4.95/sh+159,371$788,886→ 922,871 total(indirect: (*1)) - Conversion
Series A Convertible Preferred Stock
2011-07-01$100.00/sh+50,000$5,000,000→ 0 total(indirect: (*1))Exercise: $7.65From: 2011-12-31→ Common Stock (653,500 underlying)
Footnotes (3)
- [F1]These shares are owned in the name of the Argyros Family Trust, of which the Reported Person and his spouse are each co-trustees.
- [F2]These Series A shares were issued to the undersigned by the issuer, in a private transaction, in consideration for the waiver by the undersigned of the right to receive payment from the issuer of accrued but unpaid cash dividends on the shares of Series A Convertible Preferred Stock converted by the undersigned into common stock of the issuer on July 1, 2011.
- [F3]If not optionally converted sooner, the Series A shares were to be automatically converted into common stock on the later of (a) November 22,2011 or (b) the date on which all accrued but unpaid dividends on the Series A shares had been paid in cash.
Documents
Issuer
PACIFIC MERCANTILE BANCORP
CIK 0001109546
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0001109546
Filing Metadata
- Form type
- 4
- Filed
- Sep 7, 8:00 PM ET
- Accepted
- Sep 8, 8:19 PM ET
- Size
- 9.4 KB