4//SEC Filing
Interactive Intelligence Group, Inc. 4
Accession 0001517650-16-000106
CIK 0001517650operating
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 4:04 PM ET
Size
17.6 KB
Accession
0001517650-16-000106
Insider Transaction Report
Form 4
BROWN DONALD E
DirectorChairman, President and CEO10% Owner
Transactions
- Exercise/Conversion
Common Stock
2016-02-13+4,125→ 3,259,674 total - Tax Payment
Common Stock
2016-02-13$26.54/sh−1,265$33,573→ 3,258,409 total - Exercise/Conversion
Common Stock
2016-02-13+4,126→ 3,262,535 total - Tax Payment
Common Stock
2016-02-13$26.54/sh−1,266$33,600→ 3,261,269 total - Award
Restricted Stock Units
2016-01-27+16,500→ 16,500 total→ Common Stock (16,500 underlying) - Exercise/Conversion
Restricted Stock Units
2016-02-13−4,125→ 12,375 total→ Common Stock (4,125 underlying) - Exercise/Conversion
Restricted Stock Units
2016-02-13−4,126→ 12,374 total→ Common Stock (4,126 underlying)
Holdings
- 179.56(indirect: By 401(k))
Common Stock
- 500,000(indirect: By Trust)
Common Stock
Footnotes (6)
- [F1]Represents shares withheld by Interactive Intelligence Group, Inc. to satisfy tax withholding obligations on the vesting of restricted stock units.
- [F2]The number of shares reported as indirectly held by the reporting person in the Interactive Intelligence Group, Inc. 401(k) plan is based on a plan statement dated as of February 17, 2016.
- [F3]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Interactive Intelligence Group, Inc. common stock.
- [F4]On February 13, 2015, the reporting person was granted performance-based RSUs, with the number of RSUs to be determined based on the extent to which certain performance conditions were met for 2015. As determined on January 27, 2016, the reporting person earned 16,500 RSUs based on the Company's 2015 performance. These earned RSUs are subject to additional time-based vesting, as described in footnote 5 below.
- [F5]The earned performance-based RSUs are subject to additional time-based vesting as follows: 4,126 shares vested on 2/13/16 and the remaining 12,374 RSUs are scheduled to vest equally on 2/13/17, 2/13/18 and 2/13/19.
- [F6]The earned time-based RSUs vest as follows: 4,125 vested on 2/13/16 and the remaining 12,375 RSUs are scheduled to vest equally on 2/13/17, 2/13/18 and 2/13/19.
Documents
Issuer
Interactive Intelligence Group, Inc.
CIK 0001517650
Entity typeoperating
IncorporatedIN
Related Parties
1- filerCIK 0001517650
Filing Metadata
- Form type
- 4
- Filed
- Feb 16, 7:00 PM ET
- Accepted
- Feb 17, 4:04 PM ET
- Size
- 17.6 KB