4//SEC Filing
Interactive Intelligence Group, Inc. 4
Accession 0001517650-16-000279
CIK 0001517650operating
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 10:10 AM ET
Size
29.0 KB
Accession
0001517650-16-000279
Insider Transaction Report
Form 4
Blough Gary R
Executive VP, Worldwide Sales
Transactions
- Disposition to Issuer
Restricted Stock Units
2016-12-01$60.50/sh−5,250$317,625→ 0 total→ Common Stock (5,250 underlying) - Disposition to Issuer
Stock Option (right to Buy)
2016-12-01$28.17/sh−35,000$985,950→ 0 totalExercise: $32.33From: 2015-01-21Exp: 2017-01-21→ Common Stock (35,000 underlying) - Disposition to Issuer
Stock Option (right to Buy)
2016-12-01$32.77/sh−50,355$1,650,133→ 0 totalExercise: $27.73Exp: 2022-02-04→ Common Stock (50,355 underlying) - Disposition to Issuer
Common Stock
2016-12-01$60.50/sh−241,285$14,597,743→ 0 total - Disposition to Issuer
Stock Option (right to Buy)
2016-12-01$36.00/sh−30,000$1,080,000→ 0 totalExercise: $24.50From: 2016-01-09Exp: 2018-01-09→ Common Stock (30,000 underlying) - Disposition to Issuer
Stock Option (right to Buy)
2016-12-01$20.53/sh−15,000$307,950→ 0 totalExercise: $39.97Exp: 2019-01-11→ Common Stock (15,000 underlying) - Disposition to Issuer
Stock Option (right to Buy)
2016-12-01−15,000→ 0 totalExercise: $66.39Exp: 2020-01-13→ Common Stock (15,000 underlying) - Disposition to Issuer
Restricted Stock Units
2016-12-01$60.50/sh−2,000$121,000→ 0 total→ Common Stock (2,000 underlying) - Disposition to Issuer
Common Stock
2016-12-01$60.50/sh−179.56$10,863→ 0 total(indirect: By 401(k)) - Disposition to Issuer
Restricted Stock Units
2016-12-01$60.50/sh−1,250$75,625→ 0 total→ Common Stock (1,250 underlying) - Disposition to Issuer
Restricted Stock Units
2016-12-01$60.50/sh−5,250$317,625→ 0 total→ Common Stock (5,250 underlying)
Footnotes (9)
- [F1]Pursuant to the Agreement and Plan of Merger, dated as of August 30, 2016 (the "Merger Agreement"), by and among Interactive Intelligence Group, Inc., Genesys Telecommunications Laboratories, Inc., Giant Merger Sub Inc. and, solely for the purposes of Section 5.16 of the Merger Agreement, Greeneden Lux 3 S.A.R.L., Greeneden U.S. Holdings I, LLC and Greeneden U.S. Holdings II, LLC, these shares were cancelled and converted into the right to receive a cash payment of $60.50 per share.
- [F2]Pursuant to the Merger Agreement, this option, which was fully vested, was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) the excess of $60.50 over the exercise price per share of the common stock previously subject to this option (the "Exercise Price") and (b) the number of shares of common stock previously subject to this option.
- [F3]Pursuant to the Merger Agreement, this option, which was to vest in four equal annual installments beginning on 1/11/2014, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) the excess of $60.50 over the Exercise Price and (b) the number of shares of common stock previously subject to this option.
- [F4]Pursuant to the Merger Agreement, this option, which was to vest in four equal annual installments beginning on 1/13/2015, was cancelled for no consideration because the Exercise Price was in excess of $60.50.
- [F5]This option was to vest in four equal annual installments beginning on 2/4/2017. 25,179 shares of common stock subject to this option vested at the effective time of the Merger in accordance with the terms of the Merger Agreement, which vested option was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) the excess of $60.50 over the Exercise Price and (b) the number of shares of common stock previously subject to the vested option. The remaining 25,176 shares of common stock subject to this option were cancelled and converted into an award to receive an amount in cash equal to the product of (i) the excess, if any, of $60.50 over the Exercise Price and (ii) the number of such remaining shares, which cash award continues to be subject to the same vesting terms and conditions that applied to this option immediately prior to the effective time of the Merger.
- [F6]Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock upon vesting of the unit.
- [F7]Pursuant to the Merger Agreement, this RSU, which was to vest on 1/11/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to this RSU.
- [F8]Pursuant to the Merger Agreement, this RSU, which was to vest in two equal annual installments beginning on 1/13/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to this RSU.
- [F9]This RSU was to vest in three equal annual installments beginning on 2/13/2017. 3,500 shares of common stock subject to this RSU vested at the effective time of the Merger in accordance with the terms of the Merger Agreement, which vested RSU was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to the vested RSU. The remaining 1,750 shares of common stock subject to this RSU were cancelled and converted into an award to receive an amount in cash equal to the product of (i) $60.50 and (ii) the number of such remaining shares, which cash award continues to be subject to the same vesting terms and conditions that applied to this RSU immediately prior to the effective time of the Merger.
Documents
Issuer
Interactive Intelligence Group, Inc.
CIK 0001517650
Entity typeoperating
IncorporatedIN
Related Parties
1- filerCIK 0001517650
Filing Metadata
- Form type
- 4
- Filed
- Dec 1, 7:00 PM ET
- Accepted
- Dec 2, 10:10 AM ET
- Size
- 29.0 KB