4//SEC Filing
Interactive Intelligence Group, Inc. 4
Accession 0001517650-16-000284
CIK 0001517650operating
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 10:11 AM ET
Size
31.1 KB
Accession
0001517650-16-000284
Insider Transaction Report
Form 4
Vukovits Ashley A.
Chief Financial Officer
Transactions
- Disposition to Issuer
Restricted Stock Units
2016-12-01$60.50/sh−250$15,125→ 0 total→ Common Stock (250 underlying) - Disposition to Issuer
Stock Option (right to Buy)
2016-12-01$36.00/sh−6,235$224,460→ 0 totalExercise: $24.50From: 2016-01-09Exp: 2018-01-09→ Common Stock (6,235 underlying) - Disposition to Issuer
Stock Option (right to Buy)
2016-12-01$20.53/sh−5,000$102,650→ 0 totalExercise: $39.97Exp: 2019-01-11→ Common Stock (5,000 underlying) - Disposition to Issuer
Stock Option (right to Buy)
2016-12-01$32.77/sh−35,406$1,160,255→ 0 totalExercise: $27.73Exp: 2022-02-04→ Common Stock (35,406 underlying) - Disposition to Issuer
Restricted Stock Units
2016-12-01$60.50/sh−1,124$68,002→ 0 total→ Common Stock (1,124 underlying) - Disposition to Issuer
Restricted Stock Units
2016-12-01$60.50/sh−2,712$164,076→ 0 total→ Common Stock (2,712 underlying) - Disposition to Issuer
Common Stock
2016-12-01$60.50/sh−136.62$8,266→ 0 total(indirect: By 401(k)) - Disposition to Issuer
Common Stock
2016-12-01$60.50/sh−17$1,029→ 0 total - Disposition to Issuer
Restricted Stock Units
2016-12-01$60.50/sh−416$25,168→ 0 total→ Common Stock (416 underlying) - Disposition to Issuer
Restricted Stock Units
2016-12-01$60.50/sh−1,125$68,063→ 0 total→ Common Stock (1,125 underlying) - Disposition to Issuer
Stock Option (right to Buy)
2016-12-01−3,750→ 0 totalExercise: $66.39Exp: 2020-01-13→ Common Stock (3,750 underlying) - Disposition to Issuer
Restricted Stock Units
2016-12-01$60.50/sh−500$30,250→ 0 total→ Common Stock (500 underlying)
Footnotes (11)
- [F1]Pursuant to the Agreement and Plan of Merger, dated as of August 30, 2016 (the "Merger Agreement"), by and among Interactive Intelligence Group, Inc., Genesys Telecommunications Laboratories, Inc., Giant Merger Sub Inc. and, solely for the purposes of Section 5.16 of the Merger Agreement, Greeneden Lux 3 S.A.R.L., Greeneden U.S. Holdings I, LLC and Greeneden U.S. Holdings II, LLC, these shares were cancelled and converted into the right to receive a cash payment of $60.50 per share.
- [F10]Pursuant to the Merger Agreement, this RSU, which was to vest in three equal annual installments beginning on 2/13/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to this RSU.
- [F11]Pursuant to the Merger Agreement, this RSU, which was to vest in three equal annual installments beginning on 8/1/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to this RSU.
- [F2]Pursuant to the Merger Agreement, this option, which was fully vested, was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) the excess of $60.50 over the exercise price per share of the common stock previously subject to this option (the "Exercise Price") and (b) the number of shares of common stock previously subject to this option.
- [F3]Pursuant to the Merger Agreement, this option, which was to vest in four equal annual installments beginning on 1/11/2014, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) the excess of $60.50 over the Exercise Price and (b) the number of shares of common stock previously subject to this option.
- [F4]Pursuant to the Merger Agreement, this option, which was to vest in four equal annual installments beginning on 1/13/2015, was cancelled for no consideration because the Exercise Price was in excess of $60.50.
- [F5]Pursuant to the Merger Agreement, this option, which was to vest in four equal annual installments beginning on 2/4/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) the excess of $60.50 over the Exercise Price and (b) the number of shares of common stock previously subject to this option.
- [F6]Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock upon vesting of the unit.
- [F7]Pursuant to the Merger Agreement, this RSU, which was to vest on 1/11/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to this RSU.
- [F8]Pursuant to the Merger Agreement, this RSU, which was to vest in two equal annual installments beginning on 1/13/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to this RSU.
- [F9]Pursuant to the Merger Agreement, this RSU, which was to vest in two equal annual installments beginning on 2/19/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to this RSU.
Documents
Issuer
Interactive Intelligence Group, Inc.
CIK 0001517650
Entity typeoperating
IncorporatedIN
Related Parties
1- filerCIK 0001517650
Filing Metadata
- Form type
- 4
- Filed
- Dec 1, 7:00 PM ET
- Accepted
- Dec 2, 10:11 AM ET
- Size
- 31.1 KB