Home/Filings/4/0001517650-16-000286
4//SEC Filing

Interactive Intelligence Group, Inc. 4

Accession 0001517650-16-000286

CIK 0001517650operating

Filed

Dec 1, 7:00 PM ET

Accepted

Dec 2, 10:12 AM ET

Size

26.1 KB

Accession

0001517650-16-000286

Insider Transaction Report

Form 4
Period: 2016-12-01
Fisher Thomas J
Chief Services Officer
Transactions
  • Disposition to Issuer

    Stock Option (right to Buy)

    2016-12-01$29.58/sh10,000$295,8000 total
    Exercise: $30.92From: 2016-04-20Exp: 2018-04-20Common Stock (10,000 underlying)
  • Disposition to Issuer

    Stock Option (right to Buy)

    2016-12-01$32.77/sh43,274$1,418,0890 total
    Exercise: $27.73Exp: 2022-02-04Common Stock (43,274 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2016-12-01$60.50/sh2,000$121,0000 total
    Common Stock (2,000 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2016-12-01$60.50/sh4,500$272,2500 total
    Common Stock (4,500 underlying)
  • Disposition to Issuer

    Common Stock

    2016-12-01$60.50/sh7,977$482,6090 total
  • Disposition to Issuer

    Stock Option (right to Buy)

    2016-12-01$20.53/sh5,000$102,6500 total
    Exercise: $39.97Exp: 2019-01-11Common Stock (5,000 underlying)
  • Disposition to Issuer

    Stock Option (right to Buy)

    2016-12-0115,0000 total
    Exercise: $66.39Exp: 2020-01-13Common Stock (15,000 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2016-12-01$60.50/sh416$25,1680 total
    Common Stock (416 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2016-12-01$60.50/sh4,500$272,2500 total
    Common Stock (4,500 underlying)
  • Disposition to Issuer

    Common Stock

    2016-12-01$60.50/sh136.62$8,2660 total(indirect: By 401(k))
Footnotes (9)
  • [F1]Pursuant to the Agreement and Plan of Merger, dated as of August 30, 2016 (the "Merger Agreement"), by and among Interactive Intelligence Group, Inc., Genesys Telecommunications Laboratories, Inc., Giant Merger Sub Inc. and, solely for the purposes of Section 5.16 of the Merger Agreement, Greeneden Lux 3 S.A.R.L., Greeneden U.S. Holdings I, LLC and Greeneden U.S. Holdings II, LLC, these shares were cancelled and converted into the right to receive a cash payment of $60.50 per share.
  • [F2]Pursuant to the Merger Agreement, this option, which was fully vested, was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) the excess of $60.50 over the exercise price per share of the common stock previously subject to this option (the "Exercise Price") and (b) the number of shares of common stock previously subject to this option.
  • [F3]Pursuant to the Merger Agreement, this option, which was to vest in four equal annual installments beginning on 1/11/2014, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) the excess of $60.50 over the Exercise Price and (b) the number of shares of common stock previously subject to this option.
  • [F4]Pursuant to the Merger Agreement, this option, which was to vest in four equal annual installments beginning on 1/13/2015, was cancelled for no consideration because the Exercise Price was in excess of $60.50.
  • [F5]Pursuant to the Merger Agreement, this option, which was to vest in four equal annual installments beginning on 2/4/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) the excess of $60.50 over the Exercise Price and (b) the number of shares of common stock previously subject to this option.
  • [F6]Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock upon vesting of the unit.
  • [F7]Pursuant to the Merger Agreement, this RSU, which was to vest on 1/11/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to this RSU.
  • [F8]Pursuant to the Merger Agreement, this RSU, which was to vest in two equal annual installments beginning on 1/13/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to this RSU.
  • [F9]Pursuant to the Merger Agreement, this RSU, which was to vest in three equal annual installments beginning on 2/13/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to this RSU.

Issuer

Interactive Intelligence Group, Inc.

CIK 0001517650

Entity typeoperating
IncorporatedIN

Related Parties

1
  • filerCIK 0001517650

Filing Metadata

Form type
4
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 10:12 AM ET
Size
26.1 KB