4//SEC Filing
COURT JAMES JOHN 4
Accession 0001517804-25-000003
CIK 0001299709other
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 7:19 PM ET
Size
12.2 KB
Accession
0001517804-25-000003
Insider Transaction Report
Form 4
COURT JAMES JOHN
Director
Transactions
- Disposition to Issuer
Common Stock
2025-11-14$79.12/sh−2,362$186,881→ 43,332 total - Exercise/Conversion
Restricted Stock Units
2025-11-14−4,724→ 0 total→ Common Stock (4,724 underlying) - Exercise/Conversion
Common Stock
2025-11-14$79.12/sh+4,724$373,763→ 45,694 total - Award
Restricted Stock Units
2025-11-14+3,982→ 3,982 total→ Common Stock (3,982 underlying)
Holdings
- 1,200(indirect: By Spouse)
Common Stock
Footnotes (8)
- [F1]Represents shares of Common Stock issued on November 14, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.
- [F2]Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.
- [F3]IRA account for Susan M Court
- [F4]The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
- [F5]Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
- [F6]The RSUs fully vest on the one year anniversary of the grant date.
- [F7]The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
- [F8]The RSU's fully vest on January 3, 2027.
Documents
Issuer
Axos Financial, Inc.
CIK 0001299709
Entity typeother
Related Parties
1- filerCIK 0001517804
Filing Metadata
- Form type
- 4
- Filed
- Nov 17, 7:00 PM ET
- Accepted
- Nov 18, 7:19 PM ET
- Size
- 12.2 KB