COURT JAMES JOHN 4

4 · Axos Financial, Inc. · Filed Nov 18, 2025

Form 4

Period: 2025-11-14

Director

Transactions

Disposition to Issuer
Common Stock
2025-11-14$79.12/sh−2,362$186,881→ 43,332 total
Exercise/Conversion
Restricted Stock Units
2025-11-14−4,724→ 0 total
→ Common Stock (4,724 underlying)
Exercise/Conversion
Common Stock
2025-11-14$79.12/sh+4,724$373,763→ 45,694 total
Award
Restricted Stock Units
2025-11-14+3,982→ 3,982 total
→ Common Stock (3,982 underlying)

Holdings

Footnotes (8)

[F1]Represents shares of Common Stock issued on November 14, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.
[F2]Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.
[F3]IRA account for Susan M Court
[F4]The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
[F5]Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
[F6]The RSUs fully vest on the one year anniversary of the grant date.
[F7]The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
[F8]The RSU's fully vest on January 3, 2027.

Documents

1 file