COURT JAMES JOHN 4

What Happened
James John Court, a director of Axos Financial, sold 11,163 shares of AX in an open-market transaction on February 6, 2026. The weighted average sale price was $101.01, resulting in gross proceeds of approximately $1,127,575. This was a sale (disposition), often a routine liquidity event rather than a directional signal about the company.

Key Details

• Transaction type: Open-market sale (Code S)
• Transaction date: 2026-02-06
• Shares sold: 11,163
• Price: Weighted average $101.01; individual trades ranged from $100.77 to $101.42 (per footnote)
• Proceeds: ~$1,127,575 gross
• Shares owned after transaction: Not specified in this Form 4 filing
• Footnotes: F1 notes multiple trades and that the filer can provide per-trade breakdown on request; F2 indicates the shares were held in an IRA account for Susan M. Court
• Timeliness: Filing date equals transaction date (2026-02-06), so the report appears to have been filed promptly

Context: Sales from IRAs or multiple-trade disposals are common and do not necessarily indicate insider pessimism. Purchases are typically viewed as more informative about an insider’s confidence in the company. This report is factual and does not state the insider’s motive.