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4//SEC Filing

HomeStreet, Inc. 4

Accession 0001518715-16-000237

$MCHBCIK 0001518715operating
View on SEC.govCompany Profile

Filed

Apr 6, 8:00 PM ET

Accepted

Apr 7, 1:36 PM ET

Size

12.9 KB

Accession

0001518715-16-000237

Insider Transaction Report

Form 4
Period: 2016-04-07
HomeStreet, Inc.HMST
WILLIAMS BRUCE W
Director
Transactions
  • Award

    Common Stock

    2016-04-07+775→ 190,401.8 total
Holdings

  • Common Stock

    (indirect: Estate of Walter B. Williams)
    150,076.8

  • Common Stock

    (indirect: By Trust)
    135,000

  • Common Stock

    (indirect: Estate of Marie W. Williams)
    150,073.6

  • Common Stock

    (indirect: By Trust)
    750.4

  • Common Stock

    (indirect: By Trust)
    1.2

  • Common Stock

    (indirect: By 401(k))
    19,252.644

  • Common Stock

    (indirect: By Trust)
    20,316

  • Common Stock

    (indirect: Gro A. Buer)
    0.4
Footnotes (10)
  • [F1]Stock issued based on Directors' compensation policy paid quarterly.
  • [F10]Held individually by Gro A. Buer, Mr. William's spouse. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
  • [F2]Includes 20,147.2 shares held jointly with Gro A. Buer, Mr. Williams' spouse. This amount has been corrected from Mr. Williams' previous report to exclude 1,400 shares gifted by Mr. Williams and Ms. Buer to a third party recipient in December 2013, which resulted in Mr. Williams no longer having beneficial ownership of these 1,400 shares.
  • [F3]Participants in HomeStreet, Inc.'s 401(k) Savings Plan have the authority to direct voting of shares they hold through such plan.
  • [F4]Mr. Williams is the co-trustee with Gro A. Buer for the Marina S. Williams Trust dated 12/25/95. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
  • [F5]Mr. Williams is the sole trustee for the Marina S. Williams Trust UA dated 6/27/13. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
  • [F6]Mr. Williams is the executor of the estate of Walter B. Williams. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
  • [F7]Mr. Williams is the executor of the estate of Marie W. Williams. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
  • [F8]Mr. Williams is the sole trustee for the Andrew Alvaro Mullins-Williams Trust dated 11/29/2005. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
  • [F9]Mr. Williams is the sole trustee of the Walter B. Williams Interim Trust. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

Documents

1 file

Issuer

HomeStreet, Inc.

CIK 0001518715

→
Entity typeoperating
IncorporatedWA

Related Parties

1
  • filerCIK 0001518715

Filing Metadata

Form type
4
Filed
Apr 6, 8:00 PM ET
Accepted
Apr 7, 1:36 PM ET
Size
12.9 KB
View on SEC.gov