4//SEC Filing
HomeStreet, Inc. 4
Accession 0001518715-16-000278
$MCHBCIK 0001518715operating
Filed
May 31, 8:00 PM ET
Accepted
Jun 1, 6:59 PM ET
Size
8.9 KB
Accession
0001518715-16-000278
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
GREENWALD SUSAN C
SVP - Single Fam Op Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2016-05-27−464→ 2,771 total→ Common Stock (464 underlying) - Exercise/Conversion
Common Stock
2016-05-27+464→ 5,455.4 total
Holdings
- 13,117.72(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on May 29, 2014.
- [F2]Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan.
- [F3]Each RSU represents a contingent right to receive one share of HomeStreet common stock.
- [F4]On May 29, 2014, the reporting person was granted 1,392 RSUs, which vest incrementally in equal amounts on May 29, 2015, May 29, 2016 and May 29, 2017, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.
- [F5]The reporting person's remaining RSUs also include 942 RSUs granted on January 29, 2015, which vest incrementally in equal amounts on January 29, 2017 and January 29, 2018, respectively, and 1,365 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.
Documents
Issuer
HomeStreet, Inc.
CIK 0001518715
Entity typeoperating
IncorporatedWA
Related Parties
1- filerCIK 0001518715
Filing Metadata
- Form type
- 4
- Filed
- May 31, 8:00 PM ET
- Accepted
- Jun 1, 6:59 PM ET
- Size
- 8.9 KB