HomeStreet, Inc. 4
4 · HomeStreet, Inc. · Filed May 31, 2017
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
DAVID ROSE MARIE
EVP-Single Family Lending Dir.
Transactions
- Exercise/Conversion
Restricted Stock Units
2017-05-29−371→ 1,783 total→ Common Stock (371 underlying) - Exercise/Conversion
Common Stock
2017-05-29+371→ 21,355 total
Footnotes (4)
- [F1]Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on May 29, 2014.
- [F2]Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F3]On May 29, 2014, the reporting person was granted 1,113 RSUs, which vested incrementally in equal amounts on May 29, 2015, May 29, 2016 and May 29, 2017, respectively.
- [F4]The reporting person's remaining RSUs also include 377 RSUs granted on January 29, 2015, which vest on January 29, 2018; 662 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively; and 744 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.