4//SEC Filing
DAVID ROSE MARIE 4
Accession 0001518715-18-000038
CIK 0001518715other
Filed
Jan 29, 7:00 PM ET
Accepted
Jan 30, 9:35 PM ET
Size
18.3 KB
Accession
0001518715-18-000038
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
DAVID ROSE MARIE
EVP-Single Family Lending Dir.
Transactions
- Exercise/Conversion
Common Stock
2018-01-26+248→ 21,603 total - Exercise/Conversion
Common Stock
2018-01-28+331→ 21,934 total - Exercise/Conversion
Common Stock
2018-01-29+377→ 22,311 total - Exercise/Conversion
Restricted Stock Units
2018-01-26−248→ 1,535 total→ Common Stock (248 underlying) - Exercise/Conversion
Restricted Stock Units
2018-01-28−331→ 1,204 total→ Common Stock (331 underlying) - Exercise/Conversion
Restricted Stock Units
2018-01-26−377→ 827 total→ Common Stock (377 underlying) - Award
Restricted Stock Units
2018-01-29+1,158→ 1,985 total→ Common Stock (1,158 underlying)
Footnotes (9)
- [F1]Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.
- [F2]Common stock acquired upon vesting of RSUs granted on January 28, 2016.
- [F3]Common stock acquired upon vesting of RSUs granted on January 29, 2015.
- [F4]Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F5]On January 26, 2017, the reporting person was granted 744 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F6]On January 28, 2016, the reporting person was granted 993 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F7]On January 29, 2015, the reporting person was granted 1,131 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017, and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F8]On January 29, 2018, the reporting person was granted 1,158 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F9]The reporting person's remaining RSUs includes 331 RSUs granted on January 28, 2016, which vest on January 28, 2019, and 496 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Documents
Issuer
HomeStreet, Inc.
CIK 0001518715
Entity typeother
Related Parties
1- filerCIK 0001582778
Filing Metadata
- Form type
- 4
- Filed
- Jan 29, 7:00 PM ET
- Accepted
- Jan 30, 9:35 PM ET
- Size
- 18.3 KB