4//SEC Filing
BENNION RICHARD W H 4
Accession 0001518715-18-000049
CIK 0001518715other
Filed
Jan 30, 7:00 PM ET
Accepted
Jan 31, 5:11 PM ET
Size
21.5 KB
Accession
0001518715-18-000049
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
BENNION RICHARD W H
EVP - Res. Lending Director
Transactions
- Exercise/Conversion
Common Stock
2018-01-29+339→ 22,458 total(indirect: By Trust) - Exercise/Conversion
Restricted Stock Units
2018-01-28−298→ 1,097 total→ Common Stock (298 underlying) - Exercise/Conversion
Restricted Stock Units
2018-01-29−339→ 758 total→ Common Stock (339 underlying) - Award
Restricted Stock Units
2018-01-29+633→ 1,391 total→ Common Stock (633 underlying) - Exercise/Conversion
Common Stock
2018-01-26+230→ 21,821 total(indirect: By Trust) - Exercise/Conversion
Restricted Stock Units
2018-01-26−230→ 1,395 total→ Common Stock (230 underlying) - Exercise/Conversion
Common Stock
2018-01-28+298→ 22,119 total(indirect: By Trust)
Holdings
- 10,070.4
Common Stock
- 0.055(indirect: By 401(k))
Common Stock
Footnotes (13)
- [F1]Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.
- [F10]On January 28, 2016, the reporting person was granted 894 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F11]On January 29, 2015, the reporting person was granted 1,017 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017, and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F12]On January 29, 2018, the reporting person was granted 633 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F13]The reporting person's remaining RSUs includes 298 RSUs granted on January 28, 2016, which vest on January 28, 2019, and 460 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F2]Common stock awarded to the reporting person pursuant to the vesting of RSUs are immediately deposited into the Bennion Revocable Living Trust dated 12/19/02 as per the reporting person's instructions.
- [F3]Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/02.
- [F4]Common stock acquired upon vesting of RSUs granted on January 28, 2016.
- [F5]Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2015.
- [F6]The reporting person previously reported that 273 shares were owned directly by the reporting person and that 31,388.4 shares were owned indirectly by the reporting person through the Bennion Revocable Living Trust dated 12/19/02 (the "Trust"), when in fact the reporting person owned 10,070.4 shares directly and 21,591 shares indirectly through the Trust as of the date of the last report filed by the reporting person.
- [F7]Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan.
- [F8]Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F9]On January 26, 2017, the reporting person was granted 690 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Documents
Issuer
HomeStreet, Inc.
CIK 0001518715
Entity typeother
Related Parties
1- filerCIK 0001529616
Filing Metadata
- Form type
- 4
- Filed
- Jan 30, 7:00 PM ET
- Accepted
- Jan 31, 5:11 PM ET
- Size
- 21.5 KB