4//SEC Filing
TAYLOR PAMELA J 4
Accession 0001518715-18-000050
CIK 0001518715other
Filed
Jan 30, 7:00 PM ET
Accepted
Jan 31, 5:13 PM ET
Size
19.3 KB
Accession
0001518715-18-000050
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
TAYLOR PAMELA J
SVP - Human Resources
Transactions
- Exercise/Conversion
Common Stock
2018-01-26+543→ 23,236.4 total - Exercise/Conversion
Common Stock
2018-01-29+377→ 24,283.4 total - Exercise/Conversion
Common Stock
2018-01-28+670→ 23,906.4 total - Exercise/Conversion
Restricted Stock Units
2018-01-26−543→ 2,803 total→ Common Stock (543 underlying) - Exercise/Conversion
Restricted Stock Units
2018-01-28−670→ 2,133 total→ Common Stock (670 underlying) - Exercise/Conversion
Restricted Stock Units
2018-01-29−377→ 1,756 total→ Common Stock (377 underlying) - Award
Restricted Stock Units
2018-01-29+1,494→ 3,250 total→ Common Stock (1,494 underlying)
Holdings
- 891.794(indirect: By 401(k))
Common Stock
Footnotes (10)
- [F1]Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.
- [F10]The reporting person's remaining RSUs includes 670 RSUs granted on January 28, 2016, which vest on January 28, 2019, and 1,086 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F2]Common stock acquired upon vesting of RSUs granted on January 28, 2016.
- [F3]Common stock acquired upon vesting of RSUs granted on January 29, 2015.
- [F4]Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan.
- [F5]Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F6]On January 26, 2017, the reporting person was granted 1,629 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F7]On January 28, 2016, the reporting person was granted 2,010 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F8]On January 29, 2015, the reporting person was granted 1,131 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017, and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F9]On January 29, 2018, the reporting person was granted 1,494 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Documents
Issuer
HomeStreet, Inc.
CIK 0001518715
Entity typeother
Related Parties
1- filerCIK 0001529682
Filing Metadata
- Form type
- 4
- Filed
- Jan 30, 7:00 PM ET
- Accepted
- Jan 31, 5:13 PM ET
- Size
- 19.3 KB