4//SEC Filing
STRAUS DAVID H 4
Accession 0001518715-18-000052
CIK 0001518715other
Filed
Jan 30, 7:00 PM ET
Accepted
Jan 31, 5:16 PM ET
Size
14.5 KB
Accession
0001518715-18-000052
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
STRAUS DAVID H
EVP, Commercial Banking Dir.
Transactions
- Exercise/Conversion
Common Stock
2018-01-28+977→ 14,281 total - Exercise/Conversion
Restricted Stock Units
2018-01-28−753→ 3,460 total→ Common Stock (753 underlying) - Exercise/Conversion
Restricted Stock Units
2018-01-26−977→ 2,483 total→ Common Stock (977 underlying) - Award
Restricted Stock Units
2018-01-29+2,073→ 4,556 total→ Common Stock (2,073 underlying) - Exercise/Conversion
Common Stock
2018-01-26+753→ 13,304 total
Footnotes (7)
- [F1]Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2016.
- [F2]Common stock acquired upon vesting of RSUs granted on January 28, 2016.
- [F3]Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F4]On January 26, 2017, the reporting person was granted 2,259 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F5]On January 28, 2016, the reporting person was granted 2,931 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F6]On January 29, 2018, the reporting person was granted 2,073 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F7]The reporting person's remaining RSUs includes 977 RSUs granted on January 28, 2016, which vest on January 28, 2019, and 1,506 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Documents
Issuer
HomeStreet, Inc.
CIK 0001518715
Entity typeother
Related Parties
1- filerCIK 0001216679
Filing Metadata
- Form type
- 4
- Filed
- Jan 30, 7:00 PM ET
- Accepted
- Jan 31, 5:16 PM ET
- Size
- 14.5 KB