DAVID ROSE MARIE 4
4 · HomeStreet, Inc. · Filed Jan 29, 2019
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
DAVID ROSE MARIE
EVP-Single Family Lending Dir.
Transactions
- Exercise/Conversion
Common Stock
2019-01-26+248→ 23,257 total - Exercise/Conversion
Restricted Stock Units
2019-01-26−248→ 1,737 total→ Common Stock (248 underlying) - Exercise/Conversion
Restricted Stock Units
2019-01-28−331→ 1,406 total→ Common Stock (331 underlying) - Exercise/Conversion
Common Stock
2019-01-28+331→ 23,529 total - Tax Payment
Common Stock
2019-01-26$24.32/sh−59$1,435→ 23,198 total - Tax Payment
Common Stock
2019-01-28$24.55/sh−78$1,915→ 23,451 total
Footnotes (6)
- [F1]Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.
- [F2]Common stock acquired upon vesting of RSUs granted on January 28, 2016.
- [F3]Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F4]On January 26, 2017, the reporting person was granted 744 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F5]On January 28, 2016, the reporting person was granted 993 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F6]As of January 28, 2019, the reporting person's remaining RSUs includes 248 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 1,158 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.