4//SEC Filing
TAYLOR PAMELA J 4
Accession 0001518715-19-000017
CIK 0001518715other
Filed
Jan 28, 7:00 PM ET
Accepted
Jan 29, 8:23 PM ET
Size
15.7 KB
Accession
0001518715-19-000017
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
TAYLOR PAMELA J
SVP - Human Resources
Transactions
- Exercise/Conversion
Common Stock
2019-01-28+670→ 25,348.4 total - Tax Payment
Common Stock
2019-01-28$24.55/sh−199$4,885→ 25,149.4 total - Exercise/Conversion
Restricted Stock Units
2019-01-26−543→ 2,707 total→ Common Stock (543 underlying) - Exercise/Conversion
Common Stock
2019-01-26+543→ 24,839.4 total - Tax Payment
Common Stock
2019-01-26$24.32/sh−161$3,916→ 24,678.4 total - Exercise/Conversion
Restricted Stock Units
2019-01-28−670→ 2,037 total→ Common Stock (670 underlying)
Holdings
- 891.796(indirect: By 401(k))
Common Stock
Footnotes (7)
- [F1]Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.
- [F2]Common stock acquired upon vesting of RSUs granted on January 28, 2016.
- [F3]Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. The amount of shares in the 401(k) Plan is as of January 24, 2019.
- [F4]Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F5]On January 26, 2017, the reporting person was granted 1,629 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F6]On January 28, 2016, the reporting person was granted 2,010 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F7]As of January 28, 2019, the reporting person's remaining RSUs includes 543 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 1,494 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Documents
Issuer
HomeStreet, Inc.
CIK 0001518715
Entity typeother
Related Parties
1- filerCIK 0001529682
Filing Metadata
- Form type
- 4
- Filed
- Jan 28, 7:00 PM ET
- Accepted
- Jan 29, 8:23 PM ET
- Size
- 15.7 KB