4//SEC Filing
BENNION RICHARD W H 4
Accession 0001518715-19-000021
CIK 0001518715other
Filed
Jan 28, 7:00 PM ET
Accepted
Jan 29, 8:40 PM ET
Size
17.5 KB
Accession
0001518715-19-000021
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
BENNION RICHARD W H
EVP - Res. Lending Director
Transactions
- Tax Payment
Common Stock
2019-01-26$24.32/sh−69$1,678→ 22,804 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2019-01-26+230→ 22,873 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2019-01-28+298→ 23,102 total(indirect: By Trust) - Tax Payment
Common Stock
2019-01-28$24.55/sh−89$2,185→ 23,013 total(indirect: By Trust) - Exercise/Conversion
Restricted Stock Units
2019-01-28−298→ 863 total→ Common Stock (298 underlying) - Exercise/Conversion
Restricted Stock Units
2019-01-26−230→ 1,161 total→ Common Stock (230 underlying)
Holdings
- 0.055(indirect: By 401(k))
Common Stock
- 10,070.4
Common Stock
Footnotes (9)
- [F1]Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.
- [F2]Common stock awarded to the reporting person pursuant to the vesting of RSUs are immediately deposited into the Bennion Revocable Living Trust dated 12/19/02 as per the reporting person's instructions.
- [F3]Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/02.
- [F4]Common stock acquired upon vesting of RSUs granted on January 28, 2016.
- [F5]Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. The amount of shares in the 401(k) Plan is as of January 24, 2019.
- [F6]Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F7]On January 26, 2017, the reporting person was granted 690 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F8]On January 28, 2016, the reporting person was granted 894 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F9]As of January 28, 2019, the reporting person's remaining RSUs includes 230 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 633 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Documents
Issuer
HomeStreet, Inc.
CIK 0001518715
Entity typeother
Related Parties
1- filerCIK 0001529616
Filing Metadata
- Form type
- 4
- Filed
- Jan 28, 7:00 PM ET
- Accepted
- Jan 29, 8:40 PM ET
- Size
- 17.5 KB