4//SEC Filing
BENNION RICHARD W H 4
Accession 0001518715-19-000032
CIK 0001518715other
Filed
Jan 30, 7:00 PM ET
Accepted
Jan 31, 5:08 PM ET
Size
11.4 KB
Accession
0001518715-19-000032
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
BENNION RICHARD W H
EVP - Res. Lending Director
Transactions
- Exercise/Conversion
Common Stock
2019-01-29+211→ 23,224 total(indirect: By Trust) - Tax Payment
Common Stock
2019-01-29$24.58/sh−63$1,549→ 23,161 total(indirect: By Trust) - Exercise/Conversion
Restricted Stock Units
2019-01-29−211→ 652 total→ Common Stock (211 underlying)
Holdings
- 10,070.4
Common Stock
- 0.055(indirect: By 401(k))
Common Stock
Footnotes (6)
- [F1]Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018.
- [F2]Common stock awarded to the reporting person pursuant to the vesting of RSUs are immediately deposited into the Bennion Revocable Living Trust dated 12/19/02 as per the reporting person's instructions.
- [F3]Participants in HomeStreet Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. The amount of shares held in the 401(k) Plan is as of January 24, 2019.
- [F4]Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F5]On January 29, 2018, the reporting person was granted 633 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F6]The reporting person's remaining RSUs includes 230 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 422 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Documents
Issuer
HomeStreet, Inc.
CIK 0001518715
Entity typeother
Related Parties
1- filerCIK 0001529616
Filing Metadata
- Form type
- 4
- Filed
- Jan 30, 7:00 PM ET
- Accepted
- Jan 31, 5:08 PM ET
- Size
- 11.4 KB