DAVID ROSE MARIE 4
4 · HomeStreet, Inc. · Filed Jan 31, 2019
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
DAVID ROSE MARIE
EVP-Single Family Lending Dir.
Transactions
- Tax Payment
Common Stock
2019-01-29$24.58/sh−91$2,237→ 23,746 total - Exercise/Conversion
Common Stock
2019-01-29+386→ 23,837 total - Exercise/Conversion
Restricted Stock Units
2019-01-29−386→ 1,020 total→ Common Stock (386 underlying)
Footnotes (4)
- [F1]Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018.
- [F2]Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F3]On January 29, 2018, the reporting person was granted 1,158 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F4]The reporting person's remaining RSUs includes 248 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 772 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.