Home/Filings/4/0001518715-19-000038
4//SEC Filing

Ruh Mark R 4

Accession 0001518715-19-000038

CIK 0001518715other

Filed

Jan 30, 7:00 PM ET

Accepted

Jan 31, 5:35 PM ET

Size

9.3 KB

Accession

0001518715-19-000038

Insider Transaction Report

Form 4
Period: 2019-01-29
Ruh Mark R
EVP & CFO
Transactions
  • Exercise/Conversion

    Common Stock

    2019-01-29+7814,849 total
  • Tax Payment

    Common Stock

    2019-01-29$24.58/sh232$5,7034,617 total
  • Exercise/Conversion

    Restricted Stock Units

    2019-01-297814,841 total
    Common Stock (781 underlying)
Footnotes (4)
  • [F1]Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018.
  • [F2]Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
  • [F3]On January 29, 2018, the reporting person was granted 2,343 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
  • [F4]The reporting person's remaining RSUs includes 557 RSUs granted on January 26, 2017, which vest on January 26, 2020, 2,722 RSUs granted on September 11, 2017, which vest incrementally in equal amounts on September 11, 2019 and September 11, 2020, and 1,562 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Issuer

HomeStreet, Inc.

CIK 0001518715

Entity typeother

Related Parties

1
  • filerCIK 0001334538

Filing Metadata

Form type
4
Filed
Jan 30, 7:00 PM ET
Accepted
Jan 31, 5:35 PM ET
Size
9.3 KB