TAYLOR PAMELA J 4

4 · HomeStreet, Inc. · Filed Jan 31, 2019

Form 4

Period: 2019-01-29

EVP - Human Resources Dir

Transactions

Exercise/Conversion
Common Stock
[F1]
2019-01-29+498→ 25,647.4 total
Tax Payment
Common Stock
2019-01-29$24.58/sh−148$3,638→ 25,499.4 total
Exercise/Conversion
Restricted Stock Units
[F3][F4][F5]
2019-01-29−498→ 1,539 total
→ Common Stock (498 underlying)

Holdings

Footnotes (5)

[F1]Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018.
[F2]Participants in HomeStreet Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. The amount of shares held in the 401(k) Plan is as of January 24, 2019.
[F3]Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
[F4]On January 29, 2018, the reporting person was granted 1,494 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
[F5]The reporting person's remaining RSUs includes 543 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 996 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Signature

/s/ Donna M. Cochener, Attorney in fact for Pamela J. Taylor|2019-01-31

Documents

1 file