4//SEC Filing
Schultz Edward 4
Accession 0001518715-19-000136
CIK 0001518715other
Filed
Jun 30, 8:00 PM ET
Accepted
Jul 1, 5:15 PM ET
Size
9.5 KB
Accession
0001518715-19-000136
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
Schultz Edward
EVP, Dir. of Comm'l Banking
Transactions
- Exercise/Conversion
Restricted Stock Units
2019-06-30−5,439→ 7,174 total→ Common Stock (5,439 underlying) - Exercise/Conversion
Common Stock
2019-06-30+5,439→ 7,658 total - Tax Payment
Common Stock
2019-06-30$29.64/sh−1,325$39,273→ 6,333 total
Footnotes (4)
- [F1]Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on June 30, 2016.
- [F2]Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F3]On June 30, 2016, the reporting person was granted 16,317 RSUs, which vest incrementally in equal amounts on June 30, 2017, June 30, 2018, and June 30, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F4]The reporting person's remaining RSUs includes 766 RSUs granted on January 26, 2017, which vest on January 26, 2020, 2,316 RSUs granted on November 1, 2017, which vest incrementally in equal amounts on November 1, 2019 and November 1, 2020, respectively, 1,488 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively, and 2,604 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Documents
Issuer
HomeStreet, Inc.
CIK 0001518715
Entity typeother
Related Parties
1- filerCIK 0001727228
Filing Metadata
- Form type
- 4
- Filed
- Jun 30, 8:00 PM ET
- Accepted
- Jul 1, 5:15 PM ET
- Size
- 9.5 KB