4//SEC Filing
Schultz Edward 4
Accession 0001518715-19-000201
CIK 0001518715other
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 3:49 PM ET
Size
9.4 KB
Accession
0001518715-19-000201
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
Schultz Edward
EVP, Dir. of Comm'l Banking
Transactions
- Exercise/Conversion
Common Stock
2019-11-01+1,158→ 7,491 total - Tax Payment
Common Stock
2019-11-01$30.32/sh−282$8,550→ 7,209 total - Exercise/Conversion
Restricted Stock Units
2019-11-01−1,158→ 6,016 total→ Common Stock (1,158 underlying)
Footnotes (4)
- [F1]Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on November 1, 2017.
- [F2]Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F3]On November 1, 2017, the reporting person was granted 3,474 RSUs, which vest incrementally in equal amounts on November 1, 2018, November 1, 2019 and November 1, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F4]The reporting person's remaining RSUs includes 766 RSUs granted on January 26, 2017, which vest on January 26, 2020, 1,158 RSUs granted on November 1, 2017, which vest on November 1, 2020, 1,488 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively, and 2,604 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Documents
Issuer
HomeStreet, Inc.
CIK 0001518715
Entity typeother
Related Parties
1- filerCIK 0001727228
Filing Metadata
- Form type
- 4
- Filed
- Nov 3, 7:00 PM ET
- Accepted
- Nov 4, 3:49 PM ET
- Size
- 9.4 KB