4//SEC Filing
INDIEK VICTOR H 4
Accession 0001518715-19-000206
CIK 0001518715other
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 2:10 PM ET
Size
11.6 KB
Accession
0001518715-19-000206
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
INDIEK VICTOR H
Director
Transactions
- Award
Common Stock
2019-08-13+251→ 5,943.567 total - Exercise/Conversion
Common Stock
2019-06-20+1,241→ 5,692.567 total - Sale
Common Stock
2019-11-05$31.28/sh−3,271.567$102,333→ 2,672 total - Exercise/Conversion
Restricted Stock Units
2019-06-20−1,241→ 0 total→ Common Stock (1,241 underlying)
Holdings
- 6,404(indirect: By Trust)
Common Stock
Footnotes (6)
- [F1]Represents shares issued upon vesting of Restricted Stock Units (RSUs) previously issued to the reporting person as director compensation. The reporting person had elected that these RSUs vest upon his departure from the Board, which was effective on June 20, 2019.
- [F2]Stock issued based on Directors' compensation policy paid quarterly.
- [F3]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.2642 to $31.285, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F4]Mr. Indiek is the sole trustee of the Indiek Family Trust U/A/D 5/04/1989. Mr. Indiek disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
- [F5]Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F6]RSUs previously issued under the director compensation policy vested upon the reporting person's departure form the Board of Directors, effective June 20, 2019.
Documents
Issuer
HomeStreet, Inc.
CIK 0001518715
Entity typeother
Related Parties
1- filerCIK 0001529665
Filing Metadata
- Form type
- 4
- Filed
- Nov 6, 7:00 PM ET
- Accepted
- Nov 7, 2:10 PM ET
- Size
- 11.6 KB