4//SEC Filing
Ruh Mark R 4
Accession 0001518715-20-000022
CIK 0001518715other
Filed
Jan 27, 7:00 PM ET
Accepted
Jan 28, 6:54 PM ET
Size
9.4 KB
Accession
0001518715-20-000022
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
Ruh Mark R
EVP & CFO
Transactions
- Exercise/Conversion
Restricted Stock Units
2020-01-26−557→ 5,656 total→ Common Stock (557 underlying) - Exercise/Conversion
Common Stock
2020-01-26+557→ 8,203 total - Tax Payment
Common Stock
2020-01-26$32.46/sh−167$5,421→ 8,036 total
Footnotes (4)
- [F1]Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.
- [F2]Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F3]On January 26, 2017, the reporting person was granted 1,671 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F4]The reporting person's remaining RSUs includes 1,361 RSUs granted on September 11, 2017, which vest on September 11, 2020, 1,562 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively, and 2,733 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Documents
Issuer
HomeStreet, Inc.
CIK 0001518715
Entity typeother
Related Parties
1- filerCIK 0001334538
Filing Metadata
- Form type
- 4
- Filed
- Jan 27, 7:00 PM ET
- Accepted
- Jan 28, 6:54 PM ET
- Size
- 9.4 KB