4//SEC Filing
Schultz Edward 4
Accession 0001518715-20-000029
CIK 0001518715other
Filed
Jan 30, 7:00 PM ET
Accepted
Jan 31, 5:03 PM ET
Size
9.3 KB
Accession
0001518715-20-000029
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
Schultz Edward
EVP, Dir. of Comm'l Banking
Transactions
- Exercise/Conversion
Common Stock
2020-01-29+744→ 8,489 total - Tax Payment
Common Stock
2020-01-29$31.75/sh−223$7,080→ 8,266 total - Exercise/Conversion
Restricted Stock Units
2020-01-29−744→ 4,506 total→ Common Stock (744 underlying)
Footnotes (4)
- [F1]Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018.
- [F2]Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F3]On January 29, 2018, the reporting person was granted 2,232 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F4]The reporting person's remaining RSUs includes 1,158 RSUs granted on November 1, 2017, which vest on November 1, 2020, 744 RSUs granted on January 29, 2018, which vest on January 29, 2021, and 2,604 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Documents
Issuer
HomeStreet, Inc.
CIK 0001518715
Entity typeother
Related Parties
1- filerCIK 0001727228
Filing Metadata
- Form type
- 4
- Filed
- Jan 30, 7:00 PM ET
- Accepted
- Jan 31, 5:03 PM ET
- Size
- 9.3 KB