Ruh Mark R 4
4 · HomeStreet, Inc. · Filed Jan 31, 2020
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
Ruh Mark R
EVP & CFO
Transactions
- Exercise/Conversion
Common Stock
2020-01-29+781→ 8,817 total - Tax Payment
Common Stock
2020-01-29$31.75/sh−234$7,430→ 8,583 total - Exercise/Conversion
Restricted Stock Units
2020-01-29−781→ 4,875 total→ Common Stock (781 underlying)
Footnotes (4)
- [F1]Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018.
- [F2]Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F3]On January 29, 2018, the reporting person was granted 2,343 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F4]The reporting person's remaining RSUs includes 1,361 RSUs granted on September 11, 2017, which vest on September 11, 2020, 781 RSUs granted on January 29, 2018, which vest on January 29, 2021, and 2,733 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.