4//SEC Filing
Schultz Edward 4
Accession 0001518715-20-000074
CIK 0001518715other
Filed
Mar 30, 8:00 PM ET
Accepted
Mar 31, 7:32 PM ET
Size
11.9 KB
Accession
0001518715-20-000074
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
Schultz Edward
EVP, Dir. of Comm'l Banking
Transactions
- Tax Payment
Common Stock
2020-03-28$21.39/sh−212$4,535→ 8,922 total - Exercise/Conversion
Common Stock
2020-03-28+868→ 9,134 total - Award
Restricted Stock Units
2020-03-28+3,285→ 7,791 total→ Common Stock (3,285 underlying) - Exercise/Conversion
Restricted Stock Units
2020-03-28−868→ 6,923 total→ Common Stock (868 underlying)
Footnotes (5)
- [F1]Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 28, 2019.
- [F2]Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F3]On March 28, 2020, the reporting person was granted 3,285 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F4]On March 28, 2019, the reporting person was granted 2,604 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F5]The reporting person's remaining RSUs includes 1,158 RSUs granted on November 1, 2017, which vest on November 1, 2020, 744 RSUs granted on January 29, 2018, which vest on January 29, 2021, 1,736 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2021 and March 28, 2022, respectively and 3,285 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Documents
Issuer
HomeStreet, Inc.
CIK 0001518715
Entity typeother
Related Parties
1- filerCIK 0001727228
Filing Metadata
- Form type
- 4
- Filed
- Mar 30, 8:00 PM ET
- Accepted
- Mar 31, 7:32 PM ET
- Size
- 11.9 KB