4//SEC Filing
Ruh Mark R 4
Accession 0001518715-20-000078
CIK 0001518715other
Filed
Mar 30, 8:00 PM ET
Accepted
Mar 31, 8:22 PM ET
Size
9.3 KB
Accession
0001518715-20-000078
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
Ruh Mark R
EVP & CFO
Transactions
- Tax Payment
Common Stock
2020-03-28$21.39/sh−222$4,749→ 9,272 total - Exercise/Conversion
Common Stock
2020-03-28+911→ 9,494 total - Exercise/Conversion
Restricted Stock Units
2020-03-28−911→ 3,964 total→ Common Stock (911 underlying)
Footnotes (4)
- [F1]Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 28, 2019.
- [F2]Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F3]On March 28, 2019, the reporting person was granted 2,733 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F4]The reporting person's remaining RSUs includes 1,361 RSUs granted on September 11, 2017, which vest on September 11, 2020, 781 RSUs granted on January 29, 2018, which vest on January 29, 2021, and 1,822 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Documents
Issuer
HomeStreet, Inc.
CIK 0001518715
Entity typeother
Related Parties
1- filerCIK 0001334538
Filing Metadata
- Form type
- 4
- Filed
- Mar 30, 8:00 PM ET
- Accepted
- Mar 31, 8:22 PM ET
- Size
- 9.3 KB