Ruh Mark R 4
4 · HomeStreet, Inc. · Filed Jun 9, 2020
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
Ruh Mark R
EVP & CFO
Transactions
- Tax Payment
Common Stock
2020-06-05$26.40/sh−332$8,765→ 10,301 total - Exercise/Conversion
Restricted Stock Units
2020-06-05−1,361→ 0 total→ Common Stock (1,361 underlying) - Exercise/Conversion
Common Stock
2020-06-05+1,361→ 10,633 total
Footnotes (4)
- [F1]Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on November 11, 2017.
- [F2]Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F3]On November 11, 2017, the reporting person was granted 4,083 RSUs, to vest incrementally in equal amounts on November 11, 2018, November 11, 2019, and November 11, 2020, respectively. The 1,361 RSUs remaining under this award vested upon Mr. Ruh's separation from the Company on June 5, 2020 pursuant to a Resignation and Release Agreement between the Company and Mr. Ruh dated February 27, 2020. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.
- [F4]All remaining RSUs were forfeited upon reporting person's termination date of June 5, 2020.