4//SEC Filing
Schultz Edward 4
Accession 0001518715-20-000187
CIK 0001518715other
Filed
Nov 2, 7:00 PM ET
Accepted
Nov 3, 7:29 PM ET
Size
9.2 KB
Accession
0001518715-20-000187
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
Schultz Edward
EVP, Dir. of Comm'l Banking
Transactions
- Exercise/Conversion
Restricted Stock Units
2020-11-01−1,158→ 5,765 total→ Common Stock (1,158 underlying) - Exercise/Conversion
Common Stock
2020-11-01+1,158→ 10,080 total - Tax Payment
Common Stock
2020-11-01$31.07/sh−282$8,762→ 9,798 total
Footnotes (4)
- [F1]Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on November 1, 2017.
- [F2]Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F3]On November 1, 2017, the reporting person was granted 3,474 RSUs, which vested incrementally in equal amounts on November 1, 2018, November 1, 2019, and November 1, 2020, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F4]The reporting person's remaining RSUs include 744 RSUs granted on January 29, 2018, which were scheduled to vest on January 29, 2021, 1,736 RSUs granted on March 28, 2019, which were scheduled to vest in equal amounts on March 28, 2021 and March 28, 2022, respectively, and 3,285 RSUs granted on March 28, 2020 that were scheduled to vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. The reporting person resigned from the Company effective November 2, 2020, at which time all remaining RSUs were forfeited.
Documents
Issuer
HomeStreet, Inc.
CIK 0001518715
Entity typeother
Related Parties
1- filerCIK 0001727228
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 7:00 PM ET
- Accepted
- Nov 3, 7:29 PM ET
- Size
- 9.2 KB