4//SEC Filing
VINCENT MARY L 4
Accession 0001518715-21-000077
CIK 0001518715other
Filed
Mar 29, 8:00 PM ET
Accepted
Mar 30, 9:12 PM ET
Size
14.7 KB
Accession
0001518715-21-000077
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
VINCENT MARY L
SVP - Risk & Reg. Dir
Transactions
- Tax Payment
Common Stock
2021-03-28$45.77/sh−122$5,584→ 21,407.8 total - Exercise/Conversion
Common Stock
2021-03-28+632→ 22,039.8 total - Tax Payment
Common Stock
2021-03-28$45.77/sh−154$7,049→ 21,885.8 total - Exercise/Conversion
Restricted Stock Units
2021-03-28−632→ 3,325 total→ Common Stock (632 underlying) - Exercise/Conversion
Common Stock
2021-03-28+501→ 21,529.8 total - Exercise/Conversion
Restricted Stock Units
2021-03-28−501→ 3,957 total→ Common Stock (501 underlying)
Footnotes (6)
- [F1]Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 28, 2019.
- [F2]Common stock acquired upon vesting of RSUs granted on March 28, 2020.
- [F3]Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F4]On March 28, 2019, the reporting person was granted 1,503 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F5]On March 28, 2020, the reporting person was granted 1,896 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F6]The reporting person's remaining RSUs includes 501 RSUs granted on March 28 2019, which vest on March 28, 2022; 1,264 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2022 and March 28, 2023, respectively, and 1,560 RSUs granted on January 1, 2021, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023 and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Documents
Issuer
HomeStreet, Inc.
CIK 0001518715
Entity typeother
Related Parties
1- filerCIK 0001529713
Filing Metadata
- Form type
- 4
- Filed
- Mar 29, 8:00 PM ET
- Accepted
- Mar 30, 9:12 PM ET
- Size
- 14.7 KB