VINCENT MARY L 4

4 · HomeStreet, Inc. · Filed Jan 4, 2022

Form 4

Period: 2022-01-01

EVP - Chief Risk Officer

Transactions

Exercise/Conversion
Common Stock
[F1]
2022-01-01+520→ 22,405.8 total
Tax Payment
Common Stock
[F2]
2022-01-01$52.00/sh−157$8,164→ 22,248.8 total
Award
Restricted Stock Units
[F1][F3]
2022-01-01+1,068→ 1,068 total
→ Common Stock (1,068 underlying)
Exercise/Conversion
Restricted Stock Units
[F1][F4]
2022-01-01−520→ 1,040 total
→ Common Stock (520 underlying)

Footnotes (4)

[F1]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
[F2]Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.
[F3]On January 1, 2022, the reporting person was granted 1,068 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
[F4]On January 1, 2021, the reporting person was granted 1,560 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Signature

/s/ Godfrey B. Evans, Attorney in fact for Mary L. Vincent|2022-01-04

Documents

1 file