4//SEC Filing
Harper Troy 4
Accession 0001518715-23-000011
CIK 0001518715other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 8:09 PM ET
Size
13.5 KB
Accession
0001518715-23-000011
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
Harper Troy
EVP & CIO
Transactions
- Exercise/Conversion
Common Stock
2023-01-01+566→ 11,142 total - Award
Restricted Stock Units
2023-01-01+2,720→ 2,720 total→ Common Stock (2,720 underlying) - Exercise/Conversion
Restricted Stock Units
2023-01-01−566→ 566 total→ Common Stock (566 underlying) - Exercise/Conversion
Restricted Stock Units
2023-01-01−387→ 775 total→ Common Stock (387 underlying) - Exercise/Conversion
Common Stock
2023-01-01+387→ 11,529 total
Footnotes (4)
- [F1]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F2]On January 1, 2023, the reporting person was granted 2,720 RSUs, of which 937 shares vest on January 1, 2024 and 938 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F3]On January 1, 2021, the reporting person was granted 1,697 RSUs, of which 565 shares vest on January 1, 2022 and 566 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F4]On January 1, 2022, the reporting person was granted 1,162 RSUs, of which 387 shares vest on each of January 1, 2023 and January 1, 2024, and 388 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Documents
Issuer
HomeStreet, Inc.
CIK 0001518715
Entity typeother
Related Parties
1- filerCIK 0001722279
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 8:09 PM ET
- Size
- 13.5 KB