Home/Filings/4/0001518715-24-000002
4//SEC Filing

Hand Erik D 4

Accession 0001518715-24-000002

CIK 0001518715other

Filed

Jan 2, 7:00 PM ET

Accepted

Jan 3, 9:22 PM ET

Size

18.4 KB

Accession

0001518715-24-000002

Insider Transaction Report

Form 4
Period: 2024-01-01
Hand Erik D
EVP, Mortgage Lending Director
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2024-01-012440 total
    Common Stock (244 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2024-01-01322644 total
    Common Stock (322 underlying)
  • Exercise/Conversion

    Common Stock

    2024-01-01+2449,235 total
  • Exercise/Conversion

    Common Stock

    2024-01-01+3229,724 total
  • Award

    Restricted Stock Units

    2024-01-01+3,0423,042 total
    Common Stock (3,042 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2024-01-01167168 total
    Common Stock (167 underlying)
  • Exercise/Conversion

    Common Stock

    2024-01-01+1679,402 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    3,166.473
Footnotes (6)
  • [F1]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
  • [F2]Participants in HomeStreet Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. The amount of shares held in the 401(k) Plan is as of January 1, 2024.
  • [F3]On January 1, 2024, the reporting person was granted 3,042 RSUs, of which vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
  • [F4]On January 1, 2021, the reporting person was granted 732 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
  • [F5]On January 1, 2022, the reporting person was granted 502 RSUs, of which 167 shares vest on each of January 1, 2023 and January 1, 2024, and 168 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
  • [F6]On January 1, 2023, the reporting person was granted 966 RSUs, which vest incrementally in equal amounts on January 1, 2024, January 1, 2025, and January 1, 2026, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Issuer

HomeStreet, Inc.

CIK 0001518715

Entity typeother

Related Parties

1
  • filerCIK 0001813509

Filing Metadata

Form type
4
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 9:22 PM ET
Size
18.4 KB