4//SEC Filing
MASON MARK K 4
Accession 0001518715-24-000003
CIK 0001518715other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 9:23 PM ET
Size
22.8 KB
Accession
0001518715-24-000003
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
MASON MARK K
DirectorCEO, President
Transactions
- Exercise/Conversion
Restricted Stock Units
2024-01-01−2,570→ 2,570 total→ Common Stock (2,570 underlying) - Tax Payment
Common Stock
2024-01-01$10.30/sh−1,162$11,969→ 182,359 total - Exercise/Conversion
Restricted Stock Units
2024-01-01−4,949→ 9,899 total→ Common Stock (4,949 underlying) - Tax Payment
Common Stock
2024-01-01$10.30/sh−1,747$17,994→ 180,951 total - Exercise/Conversion
Common Stock
2024-01-01+4,949→ 187,308 total - Exercise/Conversion
Common Stock
2024-01-01+3,865→ 182,698 total - Exercise/Conversion
Common Stock
2024-01-01+2,570→ 183,521 total - Exercise/Conversion
Restricted Stock Units
2024-01-01−3,865→ 0 total→ Common Stock (3,865 underlying) - Tax Payment
Common Stock
2024-01-01$10.30/sh−2,237$23,041→ 185,071 total - Award
Restricted Stock Units
2024-01-01+46,744→ 46,744 total→ Common Stock (46,744 underlying)
Holdings
- 3,875(indirect: By Spouse)
Common Stock
Footnotes (7)
- [F1]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F2]Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.
- [F3]These shares are owned by the reporting person's spouse. Mr. Mason disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
- [F4]On January 1, 2024, the reporting person was granted 46,744 RSUs, of which 15,581 shares vest each on January 1, 2025 and January 1, 2026, and 15,582 shares vest on January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F5]On January 1, 2021, the reporting person was granted 11,595 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F6]On January 1, 2022, the reporting person was granted 7,710 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F7]On January 1, 2023, the reporting person was granted 14,848 RSUs, of which 4,949 shares vest on each of January 1, 2024 and January 1, 2025, and 4,950 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Documents
Issuer
HomeStreet, Inc.
CIK 0001518715
Entity typeother
Related Parties
1- filerCIK 0001396928
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 9:23 PM ET
- Size
- 22.8 KB