Harper Troy 4
4 · HomeStreet, Inc. · Filed Jan 3, 2024
Insider Transaction Report
Form 4
HomeStreet, Inc.HMST
Harper Troy
EVP & CIO
Transactions
- Exercise/Conversion
Common Stock
[F1]2024-01-01+566→ 14,979 total - Exercise/Conversion
Common Stock
[F1]2024-01-01+387→ 15,366 total - Exercise/Conversion
Common Stock
[F1]2024-01-01+906→ 16,272 total - Award
Restricted Stock Units
[F1][F2]2024-01-01+8,564→ 8,564 total→ Common Stock (8,564 underlying) - Exercise/Conversion
Restricted Stock Units
[F1][F3]2024-01-01−566→ 0 total→ Common Stock (566 underlying) - Exercise/Conversion
Restricted Stock Units
[F1][F4]2024-01-01−387→ 388 total→ Common Stock (387 underlying) - Exercise/Conversion
Restricted Stock Units
[F1][F5]2024-01-01−906→ 1,814 total→ Common Stock (906 underlying)
Footnotes (5)
- [F1]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
- [F2]On January 1, 2024, the reporting person was granted 8,564 RSUs, of which 2,854 shares vest on January 1, 2025 and 2,855 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F3]On January 1, 2021, the reporting person was granted 1,697 RSUs, of which 565 shares vest on January 1, 2022 and 566 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F4]On January 1, 2022, the reporting person was granted 1,162 RSUs, of which 387 shares vest on each of January 1, 2023 and January 1, 2024, and 388 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
- [F5]On January 1, 2023, the reporting person was granted 2,720 RSUs, of which 906 shares vest on January 1, 2024 and 907 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Signature
/s/ Godfrey B. Evans, Attorney-in-Fact for Troy Harper|2024-01-03